Careers

  

Role: Manager – Compliance Advisory Practice (Financial Services, PMLA/AML, DPDP / Privacy)

 

Who Are We Looking For?

We are scaling our practice and seeking a Manager-level compliance professional to join our growing team. If you are someone who wants to play a long-term game, thrive in a fast-paced environment, enjoy client interaction, and have genuine ambitions for leadership, we would love to meet you.

About Us

Compliense Advisors is a specialist compliance advisory firm focused on:

• Financial Services regulatory compliance
  (Insurance, Mutual Funds, Pension Funds, NBFCs)
• PMLA / AML / Financial Crime Compliance
• Digital Personal Data Protection (DPDP) / Privacy

There may also be opportunities for International compliance projects, given our overseas presence.

More about us: www.compliense.com | www.compliense.com.au.

We are sharply focused on our chosen practice areas and believe in delivering high-quality, practical, risk-based compliance solutions. Quality is non-negotiable for us.

You will work closely with the Principal (Head of our Firm) across a variety of client mandates. For the right candidate, there is a clear pathway to partnership in the medium term, subject to performance.

We believe in staying a small, high-calibre team, prioritising quality work, camaraderie, and a positive work culture.

Who You Are:  

• You have 3-5 years of professional experience
• A genuine subject-matter professional, confident with your regulations; strong domain expertise in one or more areas mentioned above
• Great analytical and problem-solving skills concentrated on compliance, regulations, governance and risk management
• Excellent in drafting and writing professional documents; conducting research  
• Passionate about client success
• You are driven, ambitious and entrepreneurial 
• Able to work independently / require minimal supervision, deliver high-quality outcomes, and manage timelines.

If you believe you have the spark, we would be eager to speak with you.

Key Responsibilities

1. Client Advisory Support (Core Priority)

• • Assist in a range of client compliance, governance and regulatory matters including developing and reviewing compliance frameworks, policies, and controls
  • Draft regulatory notes, process documents, and reports for client engagements
  • Review and analyse a range of compliance and regulatory matters and work towards solutions
  • Prepare concise briefs, discussion notes, and slide decks on thematic regulatory matters
  • Deliver training and awareness programmes

2. Research & Documentation

• • Track regulatory updates across key regulators
  • Analyse regulatory changs, impact analysis, change implantation plans, and execution
  • Develop training materials, compliance toolkits, and templates

3. Content & Communication

• • Lead preparation of client newsletters, notes, regulatory updates
  • Collaborate on blogs and presentations
  • Ensure clarity, accuracy, and professional standards in all written content

4. Internal Collaboration

• • Work closely with the Principal and team on ongoing projects and initiatives
  • Lead in building knowledge repositories, templates, and research databases

Essential Qualifications & Skills

• Company Secretary (CS) and LL.B
• Knowledge of or experience working in regulatory frameworks in at least one of the following: Insurance, Mutual Funds, Pension Funds, NBFCs
• Experience implementing or monitoring regulatory requirements, dealing with various compliance and regulatory matters

Key Competencies

• Broad understanding of financial services regulatory landscape
• Attention to detail and the ability to stay updated with changes in regulations and industry standards
• Ability to meet deadlines and manage multiple priorities
• Strong communication, interpersonal, analytical, and problem-solving skills
• Ability to interact confidently with a range of stakeholders at all levels
• Proficiency with MS Office and everyday tech tools

What’s on Offer

• A collegial environment with a tight-knit, friendly team
• Hybrid work format: 3 days in office, 2 days WFH (flexible for special needs)
• Industry-benchmarked compensation
• High autonomy, ownership opportunities, and direct partner-track visibility

How to Apply

Please send your CV to careers@compliense.com along with a brief note outlining why this role excites you and how you see yourself contributing to our vision.